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Contact Information

dswain@casselsbrock.com

Telephone: 416 860 6745
Fax: 416 350 6909

Cassels Brock & Blackwell LLP
2100 Scotia Plaza
40 King Street West
Toronto, ON M5H 3C2
Canada

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Profile


David Swain

David is an associate practising in the Securities Group. He has experience representing investment dealers, investment fund companies, venture capital groups, capital pool companies and other public and private issuers in a variety of contexts, including public offerings, private placements, mergers and acquisitions, asset sales, and other general corporate governance and compliance matters. 

David joined Cassels Brock after articling with a large Canadian firm and summering at Tarion Warranty Corporation. While in law school, David was a member of the University of Windsor Corporate Commercial Securities Law Moot team.

David played varsity soccer while earning his Honours Bachelor of Business Administration at Wilfrid Laurier University, and is also an avid traveler who has lived and worked on three continents.

Education

LL.B., University of Windsor, 2005
H.B.B.A., Wilfrid Laurier University, 1999

Call to the bar

Ontario, 2006

Associations

  • Canadian Bar Association
  • Ontario Bar Association


Practice Areas


Registration and Compliance

Securities



Representative
Work



Stone 2010 Flow-Through Limited Partnership Closes $12 Million Initial Public Offering

Front Street Capital Raises Over $90 Million in Flow-Through Limited Partnership Units Offering

MATL Becomes First Project Financed by US Green Energy Stimulus Program

More



Publications and Resources


General Overview of a Flow-Through Limited Partnership Structure for an Initial Public Offering



Presentations


General Overview of a Flow-Through Limited Partnership Structure for an Initial Public Offering